Secretary of State

Bruce McPherson

 

State of California

 

 

 

 

 

 

 

 

 

 

Uniform Vote Counting Standards

 

 

 

 

 

 

 

 

 

 

 

 

Effective: March 23, 2006



California Secretary of State

Uniform Vote Counting Standards

 

Section I        Introduction

Pursuant to Section 301 (a)(6) of the Help America Vote Act (HAVA) of 2002, the Secretary of State has developed these standards to define the circumstances under which “marking” of a ballot constitutes a vote and when a vote will or will not count for each category of voting system certified and in use in California.  

Section II       Definitions

The following are practical definitions as used herein and are not the definitions provided in the California Elections Code or federal law/HAVA, but are nonetheless consistent with state and federal law.

 

Blank Ballot                   A blank ballot is one on which the voter has made no marks in any voting position target, or one which has been marked with an unreadable marker, or one which has been consistently marked outside of the “read” area of the scanner.

Candidate                      A candidate is a person who is seeking nomination or election to a specified office and who either has met the legal requirements to have his/her name printed on the ballot or is eligible to have his/her name written in on the ballot and counted as the voter’s choice for the contest.

Damaged Ballot             A damaged ballot is one that has been torn, bent, or otherwise mutilated or rendered unreadable such that it cannot be processed by the ballot tabulating equipment designed for use with the ballot.

Duplicated Ballot            A duplicated ballot is a ballot which is a true copy of the originally cast ballot.    It is created when damage, improper marking or some other action/defect prevents the original ballot from being read by a ballot tabulating machine, and is used to properly process and count the votes originally cast by the voter.  (Elections Code §15210 provides the method by which a duplicate ballot must be created.)

Listed Candidate            A listed candidate is a candidate whose name appears on the ballot at the time the voter received the ballot, as opposed to a write-in candidate.

Measure                        A measure is a ballot proposition, which appears on a ballot and requires voter action in order to enact or reject a proposed law.

Overvote                        An overvote occurs when a voter marks more than the maximum number of voting position targets allowed in the contest.

Punch Card Ballot          A punch card ballot is a ballot card that contains voting position targets that a marking device must pierce to form a hole in order to record a voter’s choice for a candidate or measure.

Undervote                      An undervote occurs when a voter marks less than the maximum number of voting position targets allowed in a contest.

Voting Position Target    A voting position target refers to that area of the ballot adjacent to each candidate or measure, or that area of the ballot, specifically designated to record the voter’s choice for that contest.  The term applies to all types of voting position targets on ballots, regardless of what form they may take, including, but not limited to, rectangle, oval, circle, square, hole punch, cross punch, slotting and open arrow.

Section III      General Standards

The following general standards shall apply in the counting of all ballots and votes, regardless of the voting system used, for both the initial count and for any recount.

 

A.                  A ballot that is marked or signed by the voter in such a way that it can be identified from other ballots must be voided and none of its votes counted. Examples of such markings include, but are not limited to: voter signature, initials, voter name and address, voter identification number, social security number or driver’s license number, messages or text, or unusual markings not related to indication of the vote choice for a contest.  Generic text meant to clarify the voter’s choice regarding a contest, such as the word “yes” or “no” next to a candidate’s name, shall not be sufficient cause to void a ballot.  If there are distinctly identifiable markings on one page of a multiple-page ballot, the entire ballot must be voided. (Elections Code §§13204, 14287, 15154, and 15208.)

B.                 A vote for any candidate or ballot measure shall not be rejected solely because the voter failed to follow instructions for marking the ballot.  If, for any reason, it is impossible to determine the choice of the voter for any candidate or ballot measure, the vote for that candidate or ballot measure shall be considered void. (Elections Code §19001.)

C.                  A mark is considered valid when it is clear that it represents the voter’s choice and is the technique consistently used by the voter to indicate his or her selections.  Such marks may include, but are not limited to, properly filled-in voting position targets, checkmarks, X’s, circles, completed arrows, or any other clear indication of the voter’s choice, such as the word “yes” next to a candidate’s name or a voting position target for a ballot measure. 

Conversely, a mark crossed out by the voter, or the word “no” next to a candidate’s name or a voting position target for a ballot measure shall not be considered to be a valid vote but will, instead, be deemed an indication that the voter did not choose to cast a vote for that candidate or measure. 

D.                 In determining the validity of a partially filled-in voting position target, the consistency of a voter’s marks on the entire ballot shall be taken into consideration.  A “hesitation mark” such as a dot in the voting position target shall not be considered a valid mark unless it is demonstrated that the voter consistently marked his or her ballot in such a manner.

E.                 If a contest is marked with more choices than there are offices to be filled or measures that may prevail, the vote shall not be counted for that contest, but shall be counted in all other contests in which there is no overvote and the voter's choice can be clearly determined.

F.                  If a contest is marked with fewer choices than there are offices to be filled or measures that may prevail, the vote choice(s) for all otherwise properly marked candidates or measures shall be counted. 

G.                Write-in votes are counted pursuant to the provisions established in Elections Code §§14420 and 15342.

Section IV     Mark Sense (Optical Scan) Voting Systems

When optical scan technology is used to count the votes on a ballot, the provisions of this section shall apply. 

 

The following standards shall be used to determine whether there is a clear indication on the ballot that the voter has made a definite choice.  The examples used in this section refer to the “voting position target” as defined in Section II of this document. The same principles demonstrated in the examples below shall apply to all types of voting position targets on optical scan ballots, regardless of what form they may take (e.g. rectangle, oval, circle, square, hole punch, cross punch, slotting, open arrow).

 

A.            Standards Indicating a Valid Vote

A voter’s choice shall be considered a valid vote, if the:

1.                   Voter indicates vote choice by consistently filling inside the entire voting position target.

2.                   Voter indicates vote choice by consistently filling in less than the entire voting position target for all vote choices on the ballot and the ballot is processed in a manner consistent with the use procedures provided and approved for the voting system.

3.                   Voter indicates vote choice by consistently placing a distinctive mark, such as (X) or (Ö) or (←), inside the associated voting position target for a candidate choice or ballot measure.

4.                   Voter indicates vote choice by consistently placing a distinctive mark, such as (X) or (Ö) or (←), in the corresponding space directly above, below or beside the associated voting position target for a candidate or ballot measure.

5.                   Voter marks vote choices by encircling the entire voting position target for a candidate or ballot measure.