Santa Cruz County Elections

FINES AND WAIVERS POLICY FOR LATE CONFLICT OF INTEREST STATEMENTS

The Political Reform Act provides that Statement of Economic Interest, Form 700 statements filed late are subject to fines, and the Santa Cruz County Elections Department enforces these fines.

The Santa Cruz County Elections Department’s policy on fines and waivers is consistent with the Fair Political Practices Commission’s Guidelines for Imposing and Waiving Fines.

The filing officer may assess a fine of no more than $10 per day for each day a statement is late up to a maximum of $100.

The Elections Department has discretion on whether to assess a fine on a late statement if the filer requests in writing to waive or reduce the fine. The Elections Department has the authority to fully or partially waive a fine if the filing officer determines that the late filing was due to good cause.

No liability may be waived if a statement is not filed within 30 days after the filing officer has sent specific written notice of the filing requirement.

Filing deadlines are available from the Santa Cruz County Elections Department or on the Internet at the Department’s website at www.votescount.com and the FPPC website at www.fppc.ca.gov

In order to obtain a partial or full waiver of a fine for a late filing, a filer must provide a timely written request to the Santa Cruz County Elections Department providing details which show good cause for why the statement is being filed late. A stricter standard may be applied to persons who filed late statements in prior years.

• illness, injury, personal tragedy or similar reasons;

• being unexpectedly out of town during the filing deadline;

• inadequate or erroneous notification of their filing requirement;

• Persons serving in an acting officeholder capacity who filed within 30 days;

• Persons who left office without receiving adequate notice.

The Elections Department does not identify any late statements until 24 hours after the deadline. This is because statements may be mailed overnight and thereby not received until the day after the deadline. Therefore, the following will apply:

• Persons who filed within five days of the filing deadline with no prior history of late filing and a letter explaining why the statement is late will be granted automatic waivers.

• Persons who filed within five days of the filing deadline or after, but who have filed late in prior years, will be required to provide good cause in writing. Following review by the filing officer the fine may or may not be waived.

1. A courtesy call will be made the day after the statement is due.

2. On the 5th day following the deadline, the filing officer will telephone the responsible party notifying him or her that the statement is late;

3. After making the call, the filing officer will write a letter to the filer explaining that the filer has 10 days to file the statement;

4. If the statement is filed within 10 days of the phone call without providing any written reason why the filing officer should consider waiving the fee, the filer will be assessed $10 per day following the day after the statement was due up to the maximum allowed by law;

5. If the statement is filed within 10 days of the phone call with a written letter explaining why the statement is late, the filing officer will review the reasons for being late and will make a determination of whether to waive part, all or none of the late fee;

6. If no statement is filed by the 10^th day, no good cause may be provided. The filer will automatically be fined $10 per day up to the maximum allowed by law.

7. A second letter will be sent at that time to the filer asking for the statement to be filed within 10 days or the matter will be referred to the Fair Political Practices Commission Enforcement Division;

8. If the filer fails to respond by the deadline provided in the second letter, the filing officer will report the matter to the FPPC.

For more information on this policy, please contact the Santa Cruz County Elections Department at 701 Ocean St., Room 210, Santa Cruz, CA 95060 831-454-2060 or visit our website at www.votescount.com